Santa Barbara, CA - June 9, 2003
Kenneth R. Hyman and Timothy J. Mahota featured speakers at upcoming Compliance and Regulation Seminar for Independent Broker Dealers
Kenneth R. Hyman, CEO and Timothy J. Mahota, Chief Compliance Officer, of Partnervest Financial Group will be featured speakers at an upcoming Compliance and Regulation seminar for Independent Broker Dealers.
The one day seminar, sponsored by Lorman Education Services, will focus on NASD Arbitration, SEC model books and records, disaster recovery and risk management, and Written Supervisory Procedures, and is specifically designed for investment advisors, financial planners, consultants, CPA's, credit union and bank officers, brokers, dealers and attorneys.
The seminar is being held July 15th at the Sheraton San Diego Hotel and Marina.
Attachment: BD Seminar Brochure
About Lorman
Lorman Education Services is a leading provider of continuing education seminars in the United States and Canada. For further information contact Lorman at www.lorman.com.
About Partnervest
Partnervest Financial Group LLC, headquartered in Santa Barbara, California, is a privately owned full-service financial services, technology and consulting company. Partnervest and its wholly owned subsidiaries, Partnervest Securities, Inc. (Member NASD/SIPC), Partnervest Advisory Services LLC, a Registered Investment Advisor, and Partnervest Insurance Services LLC, an Insurance Agency, provide the full spectrum of financial services and products, as well as back-office operations, compliance, and business consulting services. Partnervest Technology Group provides multi tiered applications and an ASP model for account aggregation, electronic imaging, portfolio reporting, reconciliation, and integration management of financial service databases. For further information contact Partnervest at 805) 966-1266 or at www.partnervest.com.