Financial Institution Services

Do you need to streamline your business, upgrade your technology and create a customized, integrated back office solution?

Do you want more time to focus on providing quality service to your financial professional network?


PFG can help. Our In-House Outsourced Solution™ integrates your operations and compliance needs, and offers a compelling alternative to the hassle and expense of maintaining your own regulatory reporting. We offer a number of support and broker dealer services that help save you time and money, so you can operate more efficiently:

• Full-Service Broker Dealer Services
• Registered Investment Advisory Services (RIA)
• Back-Office Operational Services
• Leading Technology Services
• Compliance Services
• Business Services
• International Services
• Soft Dollar Arrangements: Provides the ability for a discretionary money manager to receive research and execution services from us in exchange for brokerage commissions. Research is defined as any product or service, which assists the investment manager in making investment decisions and included technology and software.
• Prime Brokerage Services: Enables customers to consolidate assets at numerous brokerage firms into one single account.
• Institutional Portal Services: We are registered with the FINRA to act as an order routing system for Institutional and Financial Service Companies.

Today's rapidly changing business world demands innovation, focus and speed. The optimization of long-term strategic relationships are required for competitive growth. No organization can be the very best in every aspect of its operation, yet, none can afford to be anything less. PFG's In-House Outsourced Solution™ will save you time, resources and reduce high administrative and compliance costs. We offer advanced unmatched technology and operational systems solutions. Our team has over 80 years of combined regulatory and compliance experience and have carefully developed time-tested processes to support your business. Take advantage of our ability and commitment to create a comprehensive, outsourced solution for your company.


International Needs
PFG's International Division serves the international needs of financial services firms located outside of the United States and domestically. Our principals have vast experience in establishing and operating regulated entities in the European Union, Singapore, Japan, and Australia. We can help you navigate the complex and bewildering regulatory structure and set up operations in the country you desire to do business in. Due to our international expertise, we also are able to assist financial service firms located outside the United States with their operations in the United States including, determining the best solution and implementing it effectively. It is this turn-key customized solution that enables our clients to focus more of their time and attention on the bottom line instead of administrative overhead.
International Regulation, Compliance, and Operation Consulting Services

We provide a cost effective regulatory and compliance services alternative to meet the needs and challenges faced by Financial Institutions in today’s electronic market place. Our team has the experience necessary to help you work your way through the International maze of regulation.

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Fri May 9 13:43:03 PDT 2008.    Copyright © 2001-2008 Partnervest ® Financial Group LLC.    Website Comments/Questions